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You can download forms and other account documentation by selecting the links in the left column below.  Trade Manage Capital, Inc. clears its Clients' trades at Pershing LLC.  Please select the appropriate form below. If you can not download the forms below, please simply call or e-mail and we will ensure you receive the documents by mail, fax or email in the most expedited fashion.  

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Clearing Firm: Pershing LLC Forms
User ID and E-Delivery Request Form Use this form to request a User ID and request E-delivery of trade confirms and statements.
Beginning June 1, 2010 your account may be subject to fees for paper confirms and statements.
New Account Application Form Application for New, Corporate, other types of accounts.
New Account Additional Holder/Participant Information Extended Application for New, Corporate, other types of accounts - Extended.
New Institutional Account Application Form Application for new institutional accounts.
Margin Agreement Margin Agreement and Disclosure Statement
Margin and Day Trading Disclosure Required disclosures by FINRA Rule 2264 and 2270
Option Agreement Form You must download the Options Risk Disclosure document and available Addendums in addition to the Options forms.
Options Risk Disclosure
Options Risk Disclosure November 2012 Addendum
Options Special Statement for Uncovered Writing  
Traditional IRA Forms Ira Application; Adoption Agreement
Roth Re-characterization Forms Roth Recharacterization Form
Roth IRA Adoption Forms Roth IRA Adoption Agreement
Designation of Beneficiary for IRAs Designation of Beneficiary
IRA Contribution Use this form to make a contribution to your IRA, if appropriate and valid.
IRA Distribution Use this form to request distribution of assets from Traditional IRA, SEP IRA, Simple IRA, Roth IRA and Education IRAs
IRA Asset Movement between Accounts Ira Asset movement beween accounts
Trading Authorization and Indemnification Form

(Notarizations required)
 

To permit a third party to make investment decisions regarding your account.  Both the account holder and the agent for the account holder must sign this document.
Irrevocable Stock Power For depositing stock or bond certificates into your account.  For those concerned about mailing endorsed securities, please submit the securities in a separate envelope than the stock power. 
Disposal of Security with Insignificant Value To dispose of valueless security for bookkeeping purposes.
Internal Revenue Service W9  
Internal Revenue Service W8 For Foreign accounts please visit www.irs.gov
Corporate Resolution Necessary for corporate accounts.

Funds Request Form

Use this form to request a cash distribution by check or Federal wires.  Please be sure to complete fully and deliver to us via. fax,  US mail or other courier services. Please note that if you are wiring via. the Fed Funds Wire system and have wiring instructions from the Receiving institution, please attach those to the document you fax to us.
Account Transfer Forms (ACAT/NON-ACAT) For full (ACAT) or partial (NON-ACAT) transfers of any and all securities, regardless of whether the firm is DTC eligible.  This form is completed, signed and submitted to Trade Manage Capital, Inc. & Co., Inc.   If you fax this document, please be sure to submit hard copies by mail.
Some delivering firms require copies of the customer's most recent statement.  Please provide a copy of your statement from the delivering firm to help expedite the transfer.
Incoming ($/assets To Trade Manage Capital, Inc.) Federal Funds Cash Transfer Instructions you give to the Delivering Bank To Transfer Cash from one institution to your account at Trade Manage Capital, Inc..   Usually this can be accomplished same-day, if your delivering firm is compliant. This form is completed, signed and submitted by fax or mail to the delivering firm. Please fax us a copy so we can track the transfer.

DTC Stock Transfer Instructions

To Transfer securities from one institution to your account at Trade Manage Capital, Inc..   Usually this can be accomplished same-day, if your delivering firm is compliant. This form is completed, signed and submitted by fax or mail to the delivering firm. Please fax us a copy so we can track the transfer.
Intra-Trade Manage Capital, Inc. Security Transfer This form instructs us to move assets between two Trade Manage Capital, Inc. & Co., Inc. accounts. Please complete, sign and submit to us.
Exercise Sale Instructions

Employee Stock Options Exercise and Sales 

Complete both forms.
Change in Account Information Change in Account information (address, state, zip, phone, etc)
Email Template for Short Borrow Requests Use this template for emailing requests to borrow stock for potential short sales.  Borrowing stock does not obligate you to a trade, yet can help expedite the process when you infact decide to sell short, as the security will already be secured.
Email Template for Live Orders Use this template for emailing the Trading Desk pre-open orders, intra-day stops and limits and to request us to borrow stock for shorting purposes.   Instructions included.
Firm Brochure - Main Brochure  Download our full color firm brochure to get the full story on Trade Manage Capital, Inc. and learn how we can best help you meet your financial objectives.  The full brochure consists of the Main Pages and the Insert Pages. Please download both.
IRA Resource Checking Application Application required for IRA checking writing
Corestone Account Application Application required for non-retirement account check writing
Corestone Account Agreement
Partnership Agreement  
 

If you can not obtain the forms by selecting the links above, below call us at 800-221-5676 and we will forward the forms immediately to to your attention by fax or email.  If you have any problems, please do not hesitate to contact us immediately.